Get all the insights from IPC’s “How to Increase Proactivity in a Zero Tolerance Compliance World” recent webinar with the TABB Group. It features Dayle Sher, Senior Analyst, TABB Group and Robert Powell, Director of Compliance, IPC® discussing how to create and implement a successful zero tolerance culture and its importance.
The webinar includes a look at the risks and pitfalls of social media and the many forms of “zero tolerance” communications that exist today along with current examples of penalties companies are facing for non-compliance with regulatory requirements. Additionally, you’ll learn more about:
• Zero Tolerance
• Non-Standard Communications
• Tone at the Top and Unintended Outcomes
• Global Views on Records Retention – MiFID II Global Impacts
Creating a culture of compliance is of great concern to financial firms wanting to grow and remain profitable. Listen to the replay today.