Featured

Webinar with TABB Group: “Managing in a Zero Tolerance Compliance World” — on Dec. 6

You won’t want to miss “How to Increase Proactivity in a Zero Tolerance Compliance World.” This valuable, new webinar on December 6 (11:00am EST, 5:00pm CET) will feature Dayle Sher, Senior Analyst, TABB Group and Robert Powell, Director of Compliance, IPC discussing how to create and implement a successful zero tolerance culture and its importance.

Among the topics explored:

  • Zero Tolerance
  • Non-Standard Communications
  • Tone at the Top and Unintended Outcomes
  • Global Views on Records Retention – MiFID II Global Impacts

The webinar will also include a look at the risks and pitfalls of social media and the many forms of “zero tolerance” communications that exist today along with current examples of penalties companies are currently facing for non-compliance with regulatory requirements.

Creating a culture of compliance is of great concern to financial firms wanting to grow and remain profitable. So register today to gain these up-to-date insights on what your firm can do now.

Can’t attend? Sign up to receive the recording.

Leave a Reply